SEC Reportorial Requirements

The Securities and Exchange Commission (SEC) has issued a manual that specifies the (a) reports that should be submitted to the agency; (b) the filing period; (c) FS that are required to be audited or certified; (d) the format of these documents; and (e) other references. A. Reports for all SEC-Registered Corporations with Primary License General Information Sheet (GIS) – In 4 copies. GIS should be certified and sworn to by the corporate secretary. In the submission of GIS, the 30-day calendar period shall be counted from the date the annual stockholders’ meeting was actually held. Audited Financial Statements (AFS) stamped … Continue reading SEC Reportorial Requirements